Sr. Director, Risk Management, Risk Monitoring and Controls

Capital One
McLean, Virginia
Jan 26, 2022
Feb 16, 2022
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Sr. Director, Risk Management, Risk Monitoring and Controls

This role will primarily support ongoing development, maintenance, and analysis of Key Controls and Risk Monitoring Processes including efforts related to Audit and Regulatory commitments and engagement with Senior Leaders.

  • Strategic leadership: Develop business strategies that will drive risk mitigation, well managed focus, and competitive success for Capital One in the face of shifting consumer and regulatory demands
  • Oversees and leads risk management projects and programs on behalf of Bank
  • Develop and deliver senior level risk management reporting and communications
  • Audit and exam management and oversight
  • Engages with 2nd line on behalf of Bank to effectively manage control development, testing, and remediation
  • Risk management projects
  • Strategic & analytic orientation: A proven track record of decision making and problem solving based on analytics
  • Oversee multiple projects and programs concurrently
  • Effective leadership within a matrixed organization is critical
  • Partnership: Work closely with colleagues across Capital One including: IT, Customer Facing Leaders, Operations, Finance, Legal, Compliance and others to drive improvement in quality, risk position, and the bottom line
  • Strong business judgment, leadership and integrity: Tenacious decision maker, able to bring a healthy, aggressive, yet responsible approach to business
  • Leader of Leaders, Managing 2 or more people. Solid people leadership experience: Ability to build and leverage the capabilities of a high-performing team, as well as business partners across the enterprise.

Basic Qualifications:
  • Bachelors Degree or Military experience or at least 10 years of risk management experience
  • At least 7 years of experience in risk management, compliance, regulatory, audit, legal, data management, or technology experience
  • At least 5 years of banking or financial service experience
  • At least 5 years of people leadership experience

Preferred Qualifications:
  • Masters Degree
  • 5+ years of experience in Program Management
  • 10+ years in Risk Management experience
  • CRCM (Certified Regulatory Compliance Manager), Risk management certification (FRM, PRM)
  • Six Sigma Lean, Green Belt or Black Belt certification
  • 2+ years of experience in Compliance

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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