Principal Process Manager - Information Management

Employer
Capital One
Location
McLean, Virginia
Posted
Jan 14, 2022
Closes
Feb 13, 2022
Ref
R129971
Function
Finance
Hours
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Principal Process Manager - Information Management

Principal Associate - Compliance Risk Reporting



Job Description:

Corporate Compliance establishes and oversees the enterprise-wide Compliance Management Program (CMP). The Corporate Compliance Governance, Oversight, and Validation (CGOV) team is responsible for establishing the processes, protocols, and monitoring that support core elements of the CMP. This role will perform key department activities within our CGOV team.

The role requires an individual with strong risk management, communication, executive writing, and data analysis skills. The individual will also gain a high level of exposure across the department and will have the opportunity to work with executives, compliance partners, auditors, and other key constituents. Specifically, the role will support the CMP by:

  • Supporting the production of the Chief Compliance Officer's department monthly business reports, strategic imperative updates, and scorecards
  • Supporting the VP of CGOV with the monthly CMP forum attended by Senior Compliance Officers and other key stakeholders
  • Maintaining and engaging in efforts to continuously improve our well managed methodologies, processes, and reports
  • Working with and supporting Compliance Officers and teams as they execute well managed responsibilities for the department to ensure process hierarchies, risks, controls, and official records are maintained in accordance with enterprise standards
  • Supporting establishment, updates, collection, and analysis of Compliance risk, performance, and well managed metrics used in risk reporting processes
  • Collaborating effectively across Compliance and cross-teaming outside the department including Enterprise Risk Management, Corporate Governance, and Risk Management Business Risk Office
  • Assisting with audits and exams


Basic Qualifications :
  • High school diploma, GED, or equivalent certification
  • At least 2 years of risk management or process management experience
  • At least 1 year of data analysis and reporting experience


Preferred Qualifications :
  • Bachelor's degree or Military experience
  • Strong communication and collaboration skills
  • Strong problem solving and customer focus skills
  • At least 1 year of experience working with senior leaders
  • 3+ years of experience with Governance, Risk, and Compliance analytics and software tools
  • 3+ years of experience working in financial services (specifically within risk management or audit)
  • 3+ years of experience with data analysis and reporting
  • Risk and/or Project Management Certifications (CRCM, ABA Risk Management Certification, CPM)


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).