Risk Manager

Capital One
Richmond, Virginia
Nov 02, 2021
Dec 01, 2021
Full Time
West Creek 4 (12074), United States of America, Richmond, Virginia

Risk Manager

As a Risk Associate at Capital One you'll be responsible for working with business partners to identify and mitigate potential risks to Capital One. Principal Risk Associates at Capital One are the front line of defense to ensure our Company remains stable and profitable. Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Company. In addition, the Principal Risk Associate will be responsible for executing risk-based testing for the purpose of independently validating control design and control effectiveness.

General Responsibilities:

  • Risk Consulting to one or more interdepartmental teams, lines of business, risk offices, and risk management teams relative to their business lines and provide advice and guidance as required
  • Client Management - Develop and leverage key relationships with stakeholders that enable collaboration across the enterprise
  • Corrective action - Identify and track events and issues to mitigate risk to Capital One.
  • Coordinate with applicable business areas to define/ implement remediation activities
  • Monitoring and Reporting of compliance efforts
  • Change Management
  • Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented
  • Adhering to testing schedules to ensure all tasks and reporting are completed within established timeframes
  • Developing test plans and improving test design
  • Obtaining and analyzing test data from multiple sources
  • Communicating test results to Stakeholder Areas
  • Demonstrating strong problem-solving and analytical skills
  • Demonstrating strong written and verbal communication skills

Basic Qualifications:

  • High school diploma, GED, or equivalent certification
  • At least 1 year experience in control design or control testing
  • At least 1 year of Financial Services Risk Management Experience
  • At least 2 years of experience in compliance, legal, audit, risk management, or project management experience

Preferred Qualifications:

  • Bachelor's Degree
  • 3+ years of experience in compliance, legal, audit, risk management, or Project Management experience
  • 1+ year experience working with Sarbanes Oxley regulations
  • 1+ year experience with Google GSuite
  • CISA, CRISK, CISM, CISSP certifications

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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