Sr. Risk Associate, Process Management

Capital One
McLean, Virginia
Oct 24, 2021
Nov 16, 2021
Full Time
Center 1 (19052), United States of America, McLean, Virginia

Sr. Risk Associate, Process Management

The Retail Risk Monitoring team is seeking a talented team member who will be responsible for facilitating execution of a programmatic refinement and automation of Risk-owned compliance monitors. This includes gaining an understanding of existing monitoring details and scope, working with business area and risk partners to understand importance and relevance, partnering to disposition monitors as appropriate, and maintaining and managing a prioritized automation backlog. In addition to supporting compliance monitor automation, this associate may also support in other areas within the Retail Risk Monitoring areas (Associate Monitoring).

As a team member, you will have the opportunity to take part in or lead conversations with internal and external partners and stakeholders (e.g., risk managers, compliance advisors, business teams, etc.), dive deep into processes and controls to understand performance, and drive our partner business areas to be well-managed. Additionally, you will have a chance to perform data analysis, leverage process skills and function as a partner to others on your team and across Risk and Retail Bank.

  • Coordinate and facilitate discussions with key compliance monitor POCs (testers, risk advisors, business teams) to investigate and understand related regulatory requirements and execution details
  • Build / Refine rubric for decisioning compliance monitors and work with business and risk area partners to drive / influence decisions
  • Leverage project / process management skills to maintain and drive project timelines and promote working team accountability
  • Engage with Risk tech partners as a customer to help prioritize and maintain automation backlog, maintain and build technical requirements, and translate end-state automation vision for all parties
  • Build simple and compelling presentations to provide visibility of key concepts and program status to stakeholders
  • Proactively identify additional areas of opportunity

Basic Qualifications:
  • Associate's Degree or military experience
  • At least 2 years of experience in Retail Banking
  • At least 2 years of experience with GSuite and Microsoft Office
  • At least 1 year of experience in Risk Management or Process Management

Preferred Qualifications:
  • Bachelor's Degree
  • Business Process Management, PMP, Lean or Green Belt Certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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