Principal Risk Specialist

Employer
Capital One
Location
Richmond, Virginia
Posted
Oct 18, 2021
Closes
Oct 23, 2021
Ref
R123139
Function
Finance
Hours
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Principal Risk Specialist

Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative solutions? As a Principal Risk Associate at Capital One you'll be responsible for working with business partners to identify and mitigate potential risks to Capital One. Principal Risk Associates at Capital One are the front line of defense to ensure our Company remains stable and profitable.

Summary:

As a Principal Risk Specialist at Capital One you'll be responsible for working with lead Tech staff and business partners to identify and mitigate potential risks to Capital One. Principal Risk Associates at Capital One are the front line of defense to ensure our Company remains stable and profitable. Principal Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Company.

General Responsibilities:

  • Collaborate with Risk Managers to provide risk mitigation solutions to tech partners.
  • Consulting with one or more interdepartmental teams, lines of business, risk offices, and risk management teams relative to their business lines and provide advice and guidance as required
  • Client Management - Develop and leverage key relationships with technology performers that enable collaboration across the enterprise
  • Issue Management:
  • Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented
  • Perform and continuously improve SOX, Audit, and Risk reviews and controls
  • Collaborate effectively with Finance Tech application teams and compliance partners to understand regulatory requirements and facilitate proactive solutions.


Basic Qualifications:

  • High school diploma, GED, or equivalent certification
  • At least 1 year of Risk Management Experience
  • At least 2 years of work experience in compliance, legal, audit, risk management, coding or project management fields


Preferred Qualifications:

  • Bachelor's Degree or military experience
  • 1+ year of Financial Services
  • 3+ years of experience in compliance, legal, audit, risk management, or Project Management experience in Risk
  • CISA, CRISK, CISM, CISSP certifications

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).