My RIA Lawyer is a fast-paced, virtual, securities law firm. We are a team of attorneys, paralegals and compliance officers that service investment advisors and investment advisory firms across the nation. From start-ups to RIAs with billions under management, we offer a range of services from RIA registration and compliance to regulatory and enforcement defense to M&A and private fund services. We are a diverse group of people, who are collaborative and efficiently helping our amazing clients. We value truth above all else and uphold our word- to ourselves, our teammates and clients. The successful candidate: Supports compliance officers in administering adviser compliance program for clients Handle amendments to Form ADV and other IARD/CRD filings (eg U4, U5) and Edgar based filings (eg 13F, 13 H) Work with regulators to achieve registration for RIAs and, as needed, their advisory personnel Review disciplinary matters to ensure that DRPs (Disclosure Reporting Pages) contain proper disclosure Assist with the RIA annual updating amendment/renewal process Coordinate with colleagues (including those in client-facing roles) and directly with RIA clients (as needed) Conduct RIA compliance tasks and testing- best execution review, trading review, billing review, email review, advertising review, social media review, testing archiving, auditing books and records, branch office reviews, risk assessments, etc. Assists with meeting preparation and documentation of compliance tasks Understands SEC rules and regulations and how they apply to advisers. Adequately compiles and organizes materials; and compile relevant documents in databases and network drives to maintain an accessible file. Performs other duties and projects as needed Experience and Qualifications Required Extensive previous experience with Form ADV and other regulatory documents Someone fanatical about client experience with dedication to client responsiveness Passion for working in a fast-paced, small company environment Solution oriented mindset RIA regulatory and/or NASAA experience (either at a State or SEC office) Excellent written, organizational and follow-up skills. At least 3 years working for a law firm Other Skills Required Attention to detail, with the ability to analyze data, identify trends and escalate matters appropriately. Must demonstrate strong critical thinking skills and curiosity. Excellent independent follow-up skills. Organizational and time management skills; ability to multitask. Strong written and oral communication skills among difference business audiences Customer service oriented. Compensation and Benefits: Full-time, permanently remote position Medical, dental and vision benefits 401(k) with matching Three weeks paid time off plus paid federal holiday holidays Ongoing professional development and direct training Instructions for Applying: Email your resume in PDF format to @myrialawyer.com, with your first name and last name in the subject line, spelled backwards. Please also provide a discussion of your biggest professional challenges and how you addressed them.