Privacy Compliance Principal Associate

Capital One
McLean, Virginia
Jun 18, 2021
Jul 18, 2021
Full Time
Locations: VA - McLean, United States of America, McLean, Virginia

Privacy Compliance Principal Associate

The Privacy Compliance Principal Associate performs a key second line of defense role to help ensure corporate initiatives and departmental processes comply with applicable Privacy laws and regulations. The Principal will be responsible for executive complex risk-based compliance transaction reviews and control reviews for the purpose of independently validating business line adherence to applicable consumer laws and regulations including, but not limited to: CCPA, CANSPAM, FCRA, FACTA, TCPA, GLBA, and Regulation P requirements.

As a Compliance Principal Associate, you will design and execute Compliance reviews based on the line of business, the regulatory risks that business faces, and internal control processes. You will collaborate with an experienced and diverse group of Compliance professionals to provide independent monitoring for the lines of business against Capital One's risk management framework.

  • Demonstrate an understanding of business processes, control frameworks, and related regulatory and compliance standards
  • Develop and execute assessment plans, continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas
  • Obtain and analyze data, supporting and initiating efforts to improve data sourcing and innovation with business partners and IT support teams
  • Identify control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best communicate results with the lines of business
  • Manage to schedules to ensure all results are completed within established timeframes and documented within systems of record
  • Review deliverables executed by peers for accuracy and adherence to procedures
  • Establish and maintain strong relationships with Compliance Advisors and Business Areas
  • Support Compliance audit and exams as needed
  • Demonstrate strong problem-solving and conceptual skills
  • Demonstrate strong written and verbal communication skills
  • Exercise professional skepticism and judgement

Basic Qualifications :
  • High School Diploma, GED or equivalent certification
  • At least 2 years of experience in audit, compliance, risk management, or control or transaction reviews

Preferred Qualifications :
  • Bachelor's Degreeor Military Experience
  • Proficiency with Google G-Suite
  • At least 3 years of financial services consumer compliance monitoring, auditing, risk management, or compliance experience
  • Certified Information Privacy Professional (CIPP) accreditation
  • Certified Regulatory Compliance Manager (CRCM) accreditation

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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