Audit Manager, Card

Capital One
McLean, Virginia
Apr 08, 2021
May 08, 2021
Full Time
McLean 2 (19052), United States of America, McLean, Virginia

Audit Manager, Card

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. A udit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity .

Audit is seeking an energetic, self-motivated Audit Manager with experience in the financial services industry to join our Card Audit team. As a member of the Card Audit team, the Audit Manager will perform professional internal auditing work that involves conducting operational and compliance-related audit projects for the US Credit Card business and providing input to the annual audit plan.

The Audit Manager will work closely with members of the technology, compliance, and finance audit teams who support key audit projects. Each audit assignment enables the Audit Manager to demonstrate business, technical and industry knowledge while assessing business risks, identifying key controls, and performing risk-based testing. Career development and growth opportunities exist through our established training programs within the Audit team, as well as in the business function. The Audit Manager will be responsible for maintaining all organizational and professional ethical standards.

Here's what we're looking for in an ideal teammate:
  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
  • You're a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know how, so you'll want to ensure that technology doesn't scare you off.
  • You're a teacher. You have a passion for coaching and investing in the betterment of your team.
  • Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.

  • Lead moderate to complex audits. Perform risk assessments of business activities, potential exposures and the materiality of loss. Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risk.
  • Execute internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
  • Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
  • Manage timely and quality delivery of multiple tasks, such as audits, projects, special assignments, or administrative tasks. Self-prioritize and independently complete multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines for the audit engagement.
  • Establish and maintain good client relations during engagements.
  • Effectively communicates audit process scope, protocol, issues, risks and recommendations to clients throughout audit or project engagements.

As one of the "100 Best Companies to Work For," you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing.

Basic Qualifications:

- Bachelor's Degree or military experience

- At least 5 years of experience in auditing, at least 5 years of experience in financial analysis, at least 5 years of experience in compliance, or a combination

- At least 2 years of experience in leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

- Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)

- 2+ years of experience in banking or 2+ years of experience in financial services industry

- 1+ years of experience auditing credit card products

- 1+ years of experience performing data analysis in support of internal auditing

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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