Audit Manager, Global Finance Audit

Capital One
McLean, Virginia
Jan 20, 2021
Feb 18, 2021
Full Time
McLean 1 (19050), United States of America, McLean, Virginia

Audit Manager, Global Finance Audit

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. A udit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity .

Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Global Finance Audit team. As a member of the Audit team, the candidate will focus on audits in the global finance area, including market risk, counterparty credit risk, and market and liquidity risk management.

  • Leads audits or significant components of audits, primarily within the market risk, counterparty credit risk, and market and liquidity risk management related audits.
  • Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
  • Communicates audit scope, issues, risks, and recommendations to management in written reports and oral presentations.
  • Designs and executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level. Understands the broader context and implications of the various risks affecting the business. Identifies and implements efficiencies in executing test work.
  • Supervises and coordinates work assignments amongst audit team members. Provides timely feedback and coaching to audit staff.
  • Establishes and maintains good auditee relations. Effectively communicates audit process, scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.
  • Assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues. Interprets business priorities, anticipates issues and obstacles, and applies to scope of role.
  • Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities. Self-prioritizes and independently completes multiple tasks across the team and department. Demonstrates the ability to successfully meet deadlines.
  • Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery

Here's what we're looking for in an ideal teammate:
  • You are a critical thinker who seeks to understand the business and its control environment.
  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.
  • You possess a relentless focus on quality and timeliness.
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
  • You're a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.
  • You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
  • You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 5 years of experience in capital markets, banking or the financial services industry

Preferred Qualifications:
  • Master's Degree in Finance, Master's Degree in Economics, Master's Degree in Business Administration, Master's Degree in Accounting, Master's Degree in Auditing, Master's Degree in Information System
  • Chartered Financial Analyst (CFA), Financial Risk Management Certification (FRM), Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or a relevant certification
  • 5+ years of experience in market risk management, or experience in counterparty credit risk management, or experience in the market and liquidity risk management, or a combination
  • 5+ years of experience in leading audits and performing in the role of auditor-in-charge

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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