Registered Client Service Associate
- Employer
- Premier Planning Group
- Location
- Annapolis, MD
- Closing date
- Jun 18, 2019
View more
- Industry
- Financial Services and Banking
- Function
- Accountant, IT
- Hours
- Full Time
- Career Level
- Experienced (Non-Manager)
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Job Purpose: The Registered Client Service Associate is responsible for providing support to financial advisors and their clients for all facets of the client experience. This includes new client onboarding and account opening, sending/receiving documents, scheduling and preparing materials for periodic client meetings, and processing trades, deposits, and distributions. A Series 11 or 7 is required or you must obtain a license within the first 6 months of starting work to process trades as requested. This role will work primarily with CEO, Founder, and Managing Partner, Brion Harris, Chief Financial Officer, Chris Harris, and the Business Processing Team. Responsibilities:Track products - determine how they're doing, if they go liquid, recommendations, etc.Customer service - comfortable with financial jargon and having the ability to explain various products, investments, and technical questions to clientsAssist in processing new business - opening new accounts, onboarding new clients, paperwork and documentation around new accounts, etc.Generate new business - work with CEO, Founder, and Managing Partner on coming up with new ways to generate businessClient meetings - occasionally meet with clients to go over paperwork, investments, etc. Personal Characteristics:Comfortable in a small office atmosphereA high level of multi-tasking, strong organizational skills, and attention to detailExcellent telephone and communication skills - enjoys talking to and working with clientsAbility to handle large amounts of paperworkEnjoys problem solving and researching account-related issuesAbility to identify and execute opportunities for process/procedural improvementsWillingness to work both independently and in a team Industry Knowledge, Education, and Previous Experience:At least 3 years of industry-related experienceBS in Finance or Economics or equivalent work experience License:Series 11 or 7 OR must obtain license within first 6 months of job About Premier Planning Group: Premier Planning Group is an independent financial services firm with securities offered through Summit Brokerage Services, Inc. and securities offered through Summit Financial Group, Inc., a Registered Investment Advisor (RIA) located in Annapolis, MD. https://www.premierplanninggroup.com/ | 443-837-2520
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