Compliance Analyst, Senior Associate, Northern Virginia General Office

New York Life
Vienna, VA
Sep 14, 2018
Sep 17, 2018
Full Time
New York Life Insurance Company is the largest mutual life insurance company in the United States. Founded in 1845 and headquartered in New York City, New York Life reported 2017 operating earnings of $2.06 billion. Total assets under management at year end 2017, with affiliates, totaled $586 billion. New York Life holds the highest possible financial strength ratings currently awarded to any life insurer from all four of the major ratings agencies: AM Best, A++; Fitch AAA; Moody's Aaa; Standard & Poor's AA+ (Source: Individual independent rating agency commentary as of 8/1/17). Financial strength, integrity and humanity-the values upon which New York Life was founded-have guided the company's decisions and actions for over 170 years. This role will be housed in the Northern Virginia General Office. Role Overview : Assist Managing Partner in Agent Supervision Complete Unannounced Annual Reviews Review incoming correspondence and handle red flags as appropriate Review outgoing correspondence Conduct Firm Element and Registered Representative Training Maintain Sales Material Review Procedures Train agents on proper file procedures Handle complaints Follow-up and track compliance and supervision operations Handle/maintain registered products Prepare for General Office Reviews Qualifications : Bachelor Degree Minimum 2 years of industry experience Comprehensive knowledge of registered and non-registered products Must have Series 7 & Series 24 Preferred Series 51 or 53 Series 65, 66 or ChFC (or obtain within 6 months) Excellent communication skills (written and verbal) Strong analytical skills required Must be a self-starter, results-oriented, a team player and be able to prioritize responsibilities EOE M/F/D/V If you have difficulty using or interacting with any portions of this Web site due to incompatibility with an Assistive Technology, if you need the information in an alternative format, or if you have suggestions on how we can make this site more accessible, please contact us at: (212) - . SF:LI-MC1 SF:EF-MC1 Compliance Analyst, Senior Associate, Northern Virginia General Office

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