RESPONSIBILITIES SUMMARY Responsible for leading, supervising, and executing audits. This position oversees and participates in the evaluation of the adequacy, effectiveness, and efficiency of controls and identifies weaknesses, along with providing recommendations to mitigate those weaknesses. This position proactively works with management to ensure compliance with policies, laws, and regulations. RESPONSIBILITIES Manage/Execution of Audit Process With minimal supervision, perform risk evaluation of audit area to identify key controls for review. With minimal supervision, draft the audit program and execute the audit steps. Draft questionnaires, spreadsheets, etc. to assist in analyzing business processes. Draft audit reports to summarize audit findings. Prepare work papers, schedules, and summaries documenting audit evidence, conclusions, and findings reached. Leadership Provide audit project supervision role for staff auditors Escalate risk issues and follow-up on solutions Identify potential department improvement projects Take responsibility for staff auditors and own work product Identify and shares relevant business and audit topics with the audit group Building Relationships Partner with audit clients to identify constructive and value-added solutions to address risks identified. Partner with audit clients to assist in research and other information dissemination processes. Identify opportunities for and participate in approved special projects, investigations, or other significant business issues. REQUIREMENTS Basic Bachelor s degree in Accounting, Finance, Economics, or related field is required Minimum 2 year s public accounting or other sophisticated internal audit experience Preferred Bank Financial Services experience STRONGLY preferred Credit Risk Operations and Consumer Bank Regulation experience CPA and/or CIA preferred, if not willingness and qualifications to complete are essential Willingness to travel We offer a competitive and comprehensive benefits package. Please visit https://www. etradecareers. com/why-work-at-etrade/employee-benefits/ to learn more about the opportunities.