Compliance Director - Bank

E Trade
Arlington, VA
Mar 14, 2018
Mar 15, 2018
Executive, Director
Full Time
This position will be part of the Bank Compliance Team, and will be involved in the development of methodologies and programs that form E*TRADE's Compliance Management System, as well as executing those programs. The position may also involve compliance support for one or more business units or areas of regulation, and exam management support. Support the Bank Compliance function by taking a lead role in any, or all of the following activities: * Providing consultation, guidance, and training for one or more business units and/or areas of regulation. * Compliance Program management, including Specialized Compliance Programs. * Policies and procedures. * Compliance risk assessments. * Compliance monitoring and testing. * Compliance data analytics and reporting. * Compliance process automation initiatives and technology projects. * Minimum 10+ years of experience managing compliance-related activities for a federally regulated bank or similar experience at a federal banking agency. * Highly knowledgeable in compliance requirements for deposits, lending, and other federal laws and regulations. * Excellent ability to interpret and communicate regulatory guidance. * Ability to understand a business transaction and identify and mitigate compliance risks. * Experience in developing and implementing compliance policies, programs, and procedures, including regulatory risk assessments. * Ability to influence people in other department and functions to achieve consensus on regulatory risk issues and appropriate mitigation. * Experience in creating and delivering presentations. * Experience in developing and delivering compliance communications to business unit and support function personnel. * Excellent analytical, communication (verbal and written), organizational, business acumen, and report writing skills. * Results oriented and able to work with minimum supervision.