Senior IT Auditor

Arlington, VA
Sep 15, 2017
Sep 18, 2017
Audit and Tax, IT
Full Time
THE COMPANY E*TRADE is a leading financial services company and a pioneer in the online brokerage industry. Having executed the first-ever electronic trade by an individual investor more than 30 years ago, the company has long been at the forefront of the digital revolution, offering easy-to-use solutions for individual investors and stock participants. Founded on the principle of innovation and determined to level the playing field for individual investors, E*TRADE delivers digital platforms, tools, and professional assistance to help investors and traders meet their near-and long-term investing goals. The Company provides these services both online and through its network of customer service representatives and financial consultants - over the phone at two national branches and in-person at 30 E*TRADE branches. The Senior IT Auditor is responsible for working with Internal Audit team members and representatives of E*TRADE's key business functions/departments to execute planning, fieldwork, and wrap-up phases of internal audits. This position proactively works with management to identify relevant risks and assess design and operating effectiveness of controls. The Senior IT Auditor is expected to lead walkthroughs, execute test steps and assist in drafting audit reports. * Assist in the drafting of the audit program and audit scope * Execute audit steps including preparing work papers, schedules, and summaries documenting audit evidence, audit findings, and conclusions * Assist in the drafting of questionnaires, spreadsheets, etc. to assist in analyzing business processes * Assist in the drafting of audit reports to summarize audit findings * Participate in audit entrance and closing meetings * Complete work papers in compliance with department and IIA standards * Assist in execution of Sarbanes Oxley control testing * Partner with audit clients to identify compensating controls, and constructive and value added solutions to address risks identified * Partner with the business on identifying recommendations on risk issues * Identify and provide an implementation plan for potential department improvement projects * Identify and share relevant business and audit topics with the audit group * Ability to collect, analyze, and evaluate technology specific information pertaining to audits and the preparation of written reports * Ability to work well in team setting * Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude * Highly motivated self‐starter with ability to multitask and complete assignments within time constraints and deadlines REQUIREMENTS * Minimum four‐year college degree in Computer Information Systems, Computer Science, Accounting Information Systems, Management Information Systems, or related major * Previous audit related experience preferred * Knowledge of COBIT preferred * Expectation to pursue applicable certification as career progresses (ie CISA or CISSP) ETRRSR BENEFITS We offer a competitive and comprehensive benefits package. Please visit to learn more about the opportunities. E*TRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.