Compliance Specialist

Howard Bank
Ellicott City, MD
Jul 17, 2017
Jul 17, 2017
IT, QA Engineer
Full Time
Job DescriptionJob Summary:The Compliance Specialist performs a risk management role by ensuring the Bank complies with all applicable laws and regulations. The Compliance Specialist is responsible for providing compliance advice, risk based reviews, and training for the Mortgage Business Line as a subject matter expert. Essential Duties and Responsibilities:Providing subject matter expertise and guidance on mortgage compliance requirements;Enhancing business line compliance knowledge through individual and group training;Assessing breakdowns for compliance risk and provides guidance on remediation/recovery plans;Providing guidance on controls over compliance requirements and business line monitoring;Performing risk-based reviews of business line controls and providing guidance on identified risks.Desired Skills, Competencies and Education:The requirements listed below are representative of the knowledge, skill and/or abilities required to perform the position in a satisfactory manner.Minimum of 3 or more years work experience and knowledge in mortgage lending and/or compliance.Detailed knowledge of State and Federal banking compliance regulations and related Bank policies to include Equal Credit Opportunity Act, TILA RESPA Integrated Disclosure Act, Home Mortgage Disclosure Act, SAFE Act, Flood Insurance, Fair Lending, Privacy, Community Reinvestment Act, and Others.Conducts targeted reviews at the direction of the Chief Compliance Officer.Strong communication skills, written and verbal. Ability to independently conduct meetings.Ability to organize, create, and independently present compliance training to individuals and groups.Excellent organizational skills to include time management.Strong problem solving and analytical skills. Ability to handle multiple projects.Ability to work independently and as a member of a Team.Professional demeanor in both Public Speaking, Meetings, and Phone Support.Occasional travel between Bank Offices may be required.PC proficient. Microsoft Office (Word, Excel, Powerpoint).College degree preferred. Certified Regulatory Compliance Manager (CRCM) a plus. Company DescriptionHoward Bank will make a difference. First, for the small business owner, his or her business, family, and employees. This is about building dreams. What we do through a unique hands-on approach to customer service can have an impact that touches all parts of their lives. And then the effect will spread. By investing our time, energy and resources into one business after another, one family after another, we help to assure that the communities we serve will remain great places to live and work.