Senior Auditor

Arlington, VA
Jul 17, 2017
Jul 17, 2017
Audit and Tax
Full Time
Job Description: THE COMPANY ETRADE is a leading financial services company and a pioneer in the online brokerage industry. Having executed the first-ever electronic trade by an individual investor more than 30 years ago, the company has long been at the forefront of the digital revolution, offering easy-to-use solutions for individual investors and stock participants. Founded on the principle of innovation and determined to level the playing field for individual investors, ETRADE delivers digital platforms, tools, and professional assistance to help investors and traders meet their near-and long-term investing goals. The Company provides these services both online and through its network of customer service representatives and financial consultants - over the phone at two national branches and in-person at 30 ETRADE branches. The Audit Senior will lead audits to ensure ETRADE's processes are conducted accordingly to the highest professional and regulatory standards. Manage / Execution of Audit Process - 65%With minimal supervision, perform risk evaluation of audit area to identify key controls for reviewWith minimal supervision, draft the audit program and execute the audit stepsDraft questionnaires, spreadsheets, etc to assist in analyzing business processesDraft audit issues and audit reports to summarize audit findingsPrepare workpapers, schedules, and summarizes documenting audit evidence, conclusions and findings reached Leadership - 20%Provide audit project supervision role for staff auditorsEscalate risk issues and follow up on resolutionsIdentify potential department improvement projectsTake responsibility for staff auditors and own work productIdentify and share relevant business and audit topics with the audit group Building Relationships - 15%Partner with audit clients to identify constructive and value-added solutions to address risks identifiedPartner with audit clients to assist in research and other information dissemination processesIdentify opportunities for and participate in approved special projects REQUIREMENTS MUST HAVE EXPERIENCE3+ years of public accounting or sophisticated internal audit experience (1 year minimum as a senior)Willingness to travel up to 20% DesiredPrior Financial Services audit experience strongly preferredCPA / CIA (or willingness / ability to obtain one of these certifications) EDUCATION, CERTIFICATION, TRAININGBachelor's Degree in Accounting, Finance, Economics or related field ETRRSR BENEFITS We offer a competitive and comprehensive benefits package. Please visit to learn more about the opportunities. ETRADE Financial is an Equal Opportunity Employer who encourages diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, disability, citizenship, marital status, sexual orientation, gender identity, military or protected veteran status, or any other characteristic protected by applicable law.