If selected, you will join the well-respected team in the Division of Corporation Finance's Disclosure Review Program. Duties may include:
RequirementsConditions of Employment
- Interpreting registration and reporting requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934.
- Reviewing filings and reports required by the Securities Act of 1933 and the Securities Exchange Act of 1934.
- Developing ideas and recommendations on significant issues under the Federal securities laws in the absence of precedent.
- Recognizing, analyzing, and resolving complex disclosure issues in registration statements and periodic reports filed with the Commission.
QualificationsAll qualification requirements must be met by the closing date of this announcement.
- CITIZENSHIP: This position is open to US Citizens.
- You must possess a J.D. or LL.B Degree.
- You must be an active member of the bar in good standing
- Application procedures are specific to this vacancy announcement. Please read all the instructions carefully. Failure to follow the instructions may result in you not being considered for this position.
- Supplementary vacancies may be filled in addition to the number stated in this announcement.
- This position has promotion potential to the SK-14 grade level.
- TRIAL PERIOD: This appointment may require completion of a two-year trial period.
- SECURITY CLEARANCE: Entrance on duty is contingent upon completion of a pre-employment security investigation. Favorable results on a Background Investigation may be a condition of employment or selection to another position.
- DRUG TESTING: This position may be subjected to drug testing requirements.
- PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.
- DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.
- This position is in the collective bargaining unit.
- This position is eligible to request telework in accordance with the SEC 's telework policy.
- Duplicative applications to this announcement over the period of time the announcement is open will not be considered.
Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education.BASIC REQUIREMENT: All applicants must possess the following
MINIMUM QUALIFICATION REQUIREMENT:
- J.D. or LL.B. degree --AND--
- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty.
In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-12:
Applicant must have one (1) year
of post J.D. work experience defining legal issues, conducting legal research, drafting legal documents and analyzing federal rules and regulations OR
one of the following below:
- A second professional law degree (Master of Law/LL.M.);
- Membership on a law school's journal or law review;
- Membership in the Order of the Coif;
- Graduation in the top 33 percent of law school class;
- One year of significant non-legal work experience in a field related to the position for which the applicant is being considered (e.g., work experience with FINRA or other financial regulatory authority, or other work experience directly applicable to the work of the position for which the attorney is being hired);
- A judicial clerkship following law school graduation; or
- Law Clerk and Legal Intern Appointments
Applicant must have at least two years post-J.D. experience identifying legal issues, conducting legal research, providing legal analyses, providing legal solutions/recommendations, and preparing legal documents, such as dispositions, pleadings, and motions, and one year which includes: 1) applying knowledge of and understanding of federal rules and regulations or 2) analyzing and resolving complex legal issues.***This is an open-continuous announcement, positions will be filled as they become available. There will be multiple cut-off dates used to consider applications for referral to the selecting official. Cut-offs will occur every 14 days until the closing date of this announcement.*** EducationFOREIGN EDUCATION:
If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs and such education has been deemed equivalent to that gained in an accredited U.S. education program; or full credit has been given for the courses at a U.S. accredited college or university. For further information, visit: http://www.ed.gov/about/offices/list/ous/international/usnei/us/edlite-visitus-forrecog.html Additional informationSEC COMPENSATION PROGRAM:
The overall salary range listed above is provided for informational purposes as it represents the full range that is applicable to current employees in this occupation/grade; however, a selectee's initial pay is always set below the maximum rate of the range. Please click here
for additional information.Disability Employment:
For information on disability appointments, please visit http://www.opm.gov/policy-data-oversight/disability-employment/ IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES:
Career Transition Assistance Plan (CTAP) is available to individuals who have special priority selection rights under this plan. Individuals must be minimally qualified for this position to receive consideration for special priority selection. CTAP eligibles will be considered minimally qualified if they meet the minimum requirements for this position.Reasonable Accommodation:
If you are an applicant who needs a reasonable accommodation for disability to participate in the application process at the SEC, submit the form for Reasonable Accommodation for Participation in Job Application Process here . Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation.Equal Employment Opportunity (EEO) Information for SEC Job Applicants:
Federal EEO laws protect all applicants from discrimination on the following bases: race, color, sex (not limited to conduct which is sexual in nature, includes pregnancy, gender identity, sexual orientation, transgender status), age (40 and over), religion, national origin, disability, genetic information, retaliation for participating in the EEO process or opposing discrimination. Applicants who believe they have been discriminated against on any EEO basis can seek recourse through the SEC's administrative complaints process. To be timely, an individual must enter the EEO process within 45 days from when they know (or should have known) of the alleged discrimination. Click here for additional information.