Principal Associate, Enterprise Data Risk Management

Expiring today

Capital One
Richmond, Virginia, United States
Sep 09, 2023
Sep 28, 2023
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Principal Associate, Enterprise Data Risk Management

Do you want to be part of an organization that's dedicated to helping Capital One identify, manage and effectively mitigate risk - for our customers, our communities and our associates? Working with talented associates, you'll provide insights and effective challenges to help ensure that our businesses effectively manage data management risk.

We are currently looking for a Principal Associate to join our team! Our Enterprise Data Risk Management (EDRM) risk advisor associates are masters of data management principles with a detailed understanding of the full end-to-end risk management and controls process. This second line of defense function is responsible for performing the second line challenge of the associated control environment. The team also identifies opportunities to further strengthen data management controls across the enterprise and mitigate potential risks to the Company.


We are seeking a highly motivated professional to join the EDRM validation team as a Principal Associate who excels in a collaborative environment and will take ownership of their responsibilities.
  • Supporting end to end challenge of data management controls:
    • Performing proper planning to execute the required test process steps by established deadlines with minimal supervision
    • Assessing Design Effectiveness of automated/hybrid/manual controls in adherence with enterprise standards
    • Creating and maintaining adequate testing support documentation such as workpapers, rationale, testing reports, etc. to support the result of reviews including the write-up of findings/issues for reporting
    • Identifying internal control weaknesses and recommending remediation to strengthen the control environment
  • Performing Quality Assurance reviews of completed test workbooks and results
  • Building relationships and collaborating with key stakeholders
  • Supporting process documentation creation and revision, including version control

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 2 years of experience in control testing or internal audit

Preferred Qualifications:
  • One of the following certifications: Certified in Risk and Information Systems Control (CRISC), Certified Information System Auditor (CISA), Certified Internal Auditor (CIA)
  • 2+ years of financial services industry experience
  • 2+ years of data management experience
  • 3+ years of control testing or internal audit experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).