Principal Analyst, Capital Markets & Risk

5 days left

Capital One
Richmond, Virginia, United States
Sep 09, 2023
Oct 09, 2023
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Principal Analyst, Capital Markets & Risk

Capital One is seeking a motivated professional for a Principal Analyst position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk and influencing risk stakeholders, i.e., risk offices, compliance, internal audit, and regulators. FRM strives to enable a strong culture of risk management across Finance that is adaptable to a changing environment.

This position will have a heavy focus on our Technology and Cyber operational risk programs across Capital One's Finance organization, with opportunities to engage in other finance-related initiatives in support of our business partners. Strong problem solving, influencing, and communication skills with an ability to work strategically within and beyond the Finance division will contribute to the candidate's success.

General Responsibilities:
  • Ensure the Finance organization's adherence to internal policies and standards related to assigned risk programs with a strong focus on technology and cyber;
  • Identify opportunities and collaborate within and beyond FRM to mature our technology risk/control practices and governance;
  • Synthesize information from disparate sources in a manner that enables FRM to influence business, product and tech leaders to make grounded, risk-based decisions - identify themes to support the risk story;
  • Report on the health of programs assigned, ensuring sufficient awareness and transparency to leadership;
  • Provide training and support to stakeholders as the subject matter expert within areas assigned;
  • Champion ideas related to process automation and application of relevant/emerging technologies
  • Develop and maintain documentation to include procedures and presentation materials;
  • Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible areas.

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 3 years of experience in Finance
  • At least 3 years of Risk Management

Preferred Qualifications:
  • At least 1 year of experience in Operational Risk
  • Risk Management, Project Management, Process Engineering certifications (CISA, BPM, APRM, Six Sigma, etc.)
  • At least 3 years of experience in Google Suite, Microsoft Office, or a combination

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).