Anti-Money Laundering Supervisor - Transaction Monitoring Operations

Capital One
Richmond, Virginia, United States
May 24, 2023
Jun 23, 2023
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Anti-Money Laundering Supervisor - Transaction Monitoring Operations

Job Title: Anti-Money Laundering (AML) Supervisor

Level: Sr. Associate

The Anti-Money Laundering (AML) Sr. Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Sr. Investigator II coaches their team and teaches others about AML processes through training and education.

Responsibilities Include:
  • Operational Management; supervise daily workflow, operational queues, and metrics
  • Manage, develop, train, coach, and lead a team of investigators
  • Write and deliver performance reviews and provide continuous coaching to associates
  • Report (verbally and written) potential findings to management in a timely manner
  • Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
  • Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations

Qualities Desired:
  • Strong analytical writing and communication skills
  • Excellent Organizational and time management skills
  • Excellent research skills including experience with online search tools

Basic Qualifications:
  • High School Diploma, GED or equivalent certification
  • At least 1 year of Anti-Money Laundering experience within financial services

Preferred Qualifications:
  • Bachelor's degree
  • 4 years of Anti-Money Laundering (AML) experience within the financial services industry
  • 2 years of People Management experience
  • 2 years of Microsoft Office Suite, or 2 years of Google Suite experience
  • 1 year of Process Management experience
  • Certified Anti-Money Laundering Specialist (CAMS) certification

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Location is New York City: $99,500 - $113,600 for AML Sr. Investigator II

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).