Sr. Manager, Risk Management

Capital One
Plano, Texas, United States
May 03, 2023
Jun 01, 2023
Full Time
Plano 3 (31063), United States of America, Plano, Texas

Sr. Manager, Risk Management

As a Senior Manager-level process owner and assessments team leader within the Financial Services' Business Risk Office, you will lead a team of high performing risk management professionals charged with providing professional risk judgment that enables business partners to tackle major company challenges. Additionally, you will set the strategic direction for and own the end-to-end design, management, and improvement of one of our most critical risk management processes which cares for critical business process identification and assessment, divisional risk identification and assessment, process and product risk assessment, requirement control suite effectiveness assessments, and Launch Capital One's new product, marketing, and initiatives governance program.

In this role, not only will you lean into your analytical and problem solving skills by developing and deploying innovative solutions to mitigate risks to the Company, but you will also grow your strategic and influencing skills as you create and implement process strategies and solutions that enable the Company to perfect its risk ecosystem and win in the market. You will help create order and sense out of complexity and enable confident, data-inspired risk decision making.

In this role, you will thrive in a cross-functional and collaborative environment that values unique perspectives, rewards innovation, and challenges the status quo. As an integral member of the team, you will have a high level of exposure across the division and partner closely with senior business and risk office leaders, technology, compliance, legal, and operational risk.

In your role, you will:
  • Lead a team of risk professionals responsible for identifying and assessing the impact of the changing regulatory environment on business objectives and risk appetite;
  • Design and implement smart, sustainable, and scalable solutions to customer problems and bring key customer benefits to life while promoting an environment where innovation and agile-learning are expected for success;
  • Partner with product and data teams to develop and implement systems and tools that drive real-time risk insights and remove friction from processes;
  • Influence Enterprise Risk Management intent as a divisional thought leader;
  • Ensure flawless implementation and execution of enterprise policy, standard, and program requirements;
  • Develop a deep understanding of business strategies, products, services, and risk profile and advise on management and mitigation of risks;
  • Independently identify, investigate, and analyze internal and external risk factors that have the potential to threaten Capital One;
  • Analyze risk data and signals to proactively identify risks and trends and provide insights that support internal customers in decision-making;
  • Ensure independent escalation of risk management gaps, issues, and concerns, including emerging risks and regulatory focus areas.

Qualities of a Successful Candidate:
  • Curious and Analytical - You ask why, explore possibilities, and bring your unique perspective to the table. You are comfortable with ambiguity and are a truth seeker. You make it your business to master the data and signals to drive innovative solutions that are grounded in evidence.
  • Discerning and Deliberative - You are careful and methodical, navigate uncertainty and risks expertly, and have a knack for steering the team away from impulsive or ill-informed decisions.
  • Action-Oriented and Results-Driven - You have a desire to take action, try new things, and sometimes fail. Roadblocks won't set you back, because you'll stay focused on your goals. You're organized, are up for juggling multiple deliverables, and prioritize your work while keeping the customer at the forefront of everything you do.
  • Up for a Challenge and Fungible - Big, undefined, unfamiliar, and complex problems will be exciting for you as you work to identify well-rounded solutions. You have an insatiable appetite for learning, and are constantly seeking out new challenges.
  • Passionate and Customer-Focused - You are customer obsessed. You make it your business to understand their needs and their goals and are not satisfied with anything less than an exceptional customer experience.
  • Communicative and Influential - You communicate complex ideas concisely and convincingly. You adjust your communication to your audience and are comfortable with presenting to executive leadership.
  • Collaborative and Team-Oriented - You value diverse perspectives and seek insights from others. You bring energy to the group and rally them around a common goal.

Basic Qualifications:
  • Bachelor's Degree or Military Experience
  • At least 4 years of experience in Financial Services or Risk Management
  • At least 4 years of experience supporting internal business clients
  • At least 2 years of experience in People Management
  • At least 2 years of experience in Project, Process, or Program management

Preferred Qualifications:
  • Masters Degree, Juris Doctorate, or MBA
  • 5+ years experience in Financial Services or Risk Management
  • 4+ years of experience leading cross functional teams
  • Experience with Financial Analysis, Econometrics, or Statistics
  • Risk Certifications (CRCM, CAMS, CIPP, ABA Risk Management Certification)
  • Process Management Certification (Lean Six Sigma)
  • PMP Certification or Masters Certificate of Project Management (CPM)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).