Associate, Business Risk Controls Testing

Capital One
McLean, Virginia, United States
Mar 12, 2023
Apr 11, 2023
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Associate, Business Risk Controls Testing

As an Associate in Capital One's Enterprise Services (ES) Core Risk, you will apply your risk management skills to the company's Enterprise Services Business Risk organizations. You will partner across Enterprise Services, Risk Management Partners, and Line of Business teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates. As a member of the 1st line controls testing team, you will collaborate with other 1st, 2nd, and 3rd line teams to monitor and test processes and control environments, report results, and evaluate compliance with regulations for the Business Risk organizations within Enterprise Services. Your contributions will drive insight into risk and control performance, and organizational change through risk identification, measurement, analysis and reporting to enable better management of business and technology risks in an open and collaborative environment.

The Controls Management Team, within Enterprise Services Core Risk Controls Management, is seeking an experienced, highly motivated Risk and Controls Testing specialist, with strong interest in process maturity and technologies. A clear understanding of requirements, controls, and testing methodologies is necessary for this role. The ideal candidate will be able to design/execute test plans, identify process and control gaps, compose clear and concise findings to document shortcomings, and provide recommendations that strengthen processes and controls. This will be an exciting role in a dynamic and fast-paced environment requiring the ability to multi-task and prioritize assignments appropriately. In this role, the associate will have the opportunity to learn new technologies, develop relationships with partners across divisions, and materially contribute to process enhancements to reduce risk.

  • Perform independent control testing activities and document results
  • Communicating/reporting on findings and recommendations to stakeholders
  • Establish and maintain relationships during testing engagements
  • Provide control expertise to stakeholders, as needed
  • Volunteer and execute project management tasks to deliver on team objectives
  • Collaborate with team members

Basic Qualifications:
  • High School Diploma, GED or equivalent certification
  • At least 2 years of experience in project or process management
  • At least 2 years of experience in Risk Management
  • At least 1 year of experience in testing controls in financial institutions

Preferred Qualifications:
  • 1+ years experience in requirements evaluation
  • 1+ years experience in risk mitigation or corrective actions
  • 1+ years Experience auditing technology controls
  • Strong communication and presentation skills
  • Certifications such as CISA, CRISC, CISSP, Scrum Master, or BPM

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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