Principal Associate - Third Party Risk Management

Capital One
Richmond, Virginia, United States
Mar 11, 2023
Apr 10, 2023
Full Time
Locations: VA - Richmond, United States of America, Richmond, Virginia

Principal Associate - Third Party Risk Management

As a Principal Associate in Capital One's Retail Banking Strategy Risk Office, you will apply your analytical and delivery skills to our highest profile Risk Management projects. You will partner across three divisions: Retail Bank, Emerging Merchan Businesses (EMB) and Premium Products, to develop and support cutting-edge Risk solutions in a manner that supports innovation and protects our customers, shareholders, and associates. You will partner with peers and senior leaders, second and third lines of defense, as well as lines of business to drive organizational change in order to better manage the Company's risk in an open, collaborative environment where new ideas and solutions are both welcomed and rewarded.

Retail Banking Strategy Risk professionals are experienced, well-trained, and progressive individuals that operate within a highly collaborative team environment to deliver value-added risk services to our business partners. The Principal Associate candidate will be a highly-motivated Risk Management professional with excellent support, analytical, planning, collaboration, and communication skills.


This role supports the horizontal Third Party Risk Program for Retail Bank, Premium Products and Emerging Merchant Businesses. Specifically, this role will:
  • Provide guidance, expertise and support for Third Party Risk Management initiatives
  • Support all areas of the Third Party Risk Program to include reporting, governance and routines
  • Assist with identification, tracking and mitigation of Third Party Risks including management of controls, risks and issues
  • Partner with other Line of Business Risk offices, Second Line Risk Management functions and other appropriate stakeholders and partners
  • Assist with development, delivery, and support of data analytics for the Third Party Risk Management Program Framework
  • Collaborate with team to iterate on Third Party Program Framework maturity

Basic Qualifications:
  • High School Diploma, GED or equivalent certification
  • At least 2 years of Process or Project Management experience

Preferred Qualifications:
  • 3+ years of Risk Management or compensatory experience
  • 1+ year of Third Party or Enterprise Supplier Management experience
  • 3+ years operating in a cross functional capacity and/or managing complex initiatives
  • At least one year of experience using Google Suite of products (Slides, Docs, Sheets, Gmail, Forms, Sites)
  • Strong written and oral communication skills

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).