Accounting Associate

Capital One
New Orleans, Louisiana, United States
Jan 22, 2023
Feb 19, 2023
Full Time
Place St Charles (37701), United States of America, New Orleans, Louisiana

Accounting Associate

This Accounting Associate role will support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Exchange Commission (SEC). Candidates should have the ability to manage priorities and meet deadlines in a fast-paced environment. Candidates must be able to develop strong relationships with key business partners. Additionally, candidates should possess the ability to identify process improvement and technology options and assist in implementation of automation solutions.


  • Prepare journal entries and monthly reconciliations
  • Perform month end closing and financial reporting processes timely and accurately
  • Manage commissions for registered representatives
  • Manage accounts payable and receivable for business and interface with Enterprise Supplier Management
  • Prepare and present monthly, quarterly and other ad hoc analytics for line of business, Accounting, and Finance leadership
  • Support quarterly SEC and Regulatory Reporting as well as other ad hoc reporting requests
  • Interact directly with Finance and key business partners, associates throughout the controller's group, tax, and external and internal auditors
  • Participate in challenging project initiatives with the team.
  • Support automation and data transformation efforts
  • Identify and drive process efficiencies.

Basic Qualifications
  • Bachelor's Degree or military experience

Preferred Qualifications:
  • Master's degree in Finance or Accounting
  • At least 1 year of accounting or securities industry experience or a combination
  • Financial Industry Regulatory Authority Series License 7, or 10, or 24, or 27, or 99 or any combination

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).