Senior Associate, Privacy Compliance

Capital One
McLean, Virginia, United States
Jan 20, 2023
Feb 19, 2023
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Senior Associate, Privacy Compliance

Summary : The Privacy Compliance Senior Associate performs a key second line of defense role to help ensure corporate initiatives and departmental processes comply with applicable Privacy laws and regulations. The Senior Associate will execute defined, moderately complex risk-based compliance transaction testing under the leadership of a team leader, to independently validate business line adherence to applicable laws and regulations including, but not limited to: CCPA, CANSPAM, FCRA, FACTA, TCPA, GLBA and Regulation P.

The Senior Associate will execute Compliance testing based on the line of business, the regulatory risks that business faces, and internal control processes. The Senior Associate will collaborate with an experienced and diverse group of Compliance professionals to provide independent testing for the lines of business against Capital One's risk management framework.

  • Demonstrate an understanding of business processes, control frameworks, and related regulatory and compliance standards
  • Execute test assessments, continually validating and improving existing design
  • Obtain and analyze data, supporting and initiating efforts to improve data sourcing and innovation with business partners and IT support teams
  • Manage to schedules to ensure all results are completed within established timeframes and documented within systems of record
  • Review deliverables executed by peers for accuracy and adherence to procedures
  • Establish and maintain strong relationships with Compliance Advisors, Risk Offices, and Business Areas
  • Demonstrate strong problem-solving and conceptual skills
  • Demonstrate strong written and verbal communication skills
  • Exercise professional skepticism and judgment

Basic Qualifications
  • High School Diploma, GED or equivalent certification or military experience
  • At least 1 year of experience in audit, compliance, risk management, control, or transaction reviews

Preferred Qualifications
  • Bachelor's Degree or Military experience
  • Proficiency with Google G-Suite
  • At least 2 years of financial services consumer compliance monitoring, auditing, risk management, or compliance experience
  • Certified Information Privacy Professional (CIPP) accreditation
  • Certified Regulatory Compliance Manager (CRCM) accreditation

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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