Principal Associate, Accounting (SEC Reporting)

7 days left

Capital One
McLean, Virginia, United States
Jan 12, 2023
Feb 11, 2023
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Principal Associate, Accounting (SEC Reporting)

SEC Reporting/Controllers are laying the groundwork to develop stellar experiences today, and support future experiences we haven't yet dreamt up. We believe in arming the business with a strong foundation of products that leaves them empowered to innovate and create incredible experiences. We partner to solve business problems that move us all forward. We strive to be a reliable and productive partner today, and an innovative trailblazer for tomorrow.

Successful candidates will demonstrate a proven track record of project and program delivery; change resiliency to maintain momentum in a dynamic, fast-paced and complex environment and among competing priorities; and strong partnership and communication skills to engage and influence critical stakeholders. This role is ideal for someone with strong leadership skills, who can support transformational change and deliver game-changing value. The preferred candidate will have experience working in Compliance and/or Risk Management organizations within a major financial company, with a solid understanding of process management frameworks, risk and control methodology, control testing methodology, and regulatory requirement management and applicability. Experience with automated/hybrid control testing is also a plus.

  • Developing and executing control framework strategy and timeline
  • Reviewing of operational results and collaborating with control intent to ensure risks are addressed timely
  • Managing, implementing and delivering on a subset of the program deliverables
  • Suggesting changes to control design based on control performance, changes to policy, or other identified risks
  • Gather data and reporting; perform initial analysis or potentially evaluate data provided by team analysts to better understand overall risk posture
  • Designing and implement internal governance processes
  • Identifying opportunities to streamline, automate and enhance our data governance practices, processes and controls
  • Tracking control performance and results from testing and audits for ongoing analysis and trend reporting
  • Support audits, exams, and Independent Risk Management (IRM) as needed

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 3 years of experience in Risk Management, Compliance, or accounting experience or a combination
  • At least 3 years Process management or Project management experience or a combination

Preferred Qualifications:
  • Bachelor's Degree in Technology or Computer Science
  • 2+ years of experience in Analytics
  • 2+ years of Agile or Design Thinking experience
  • 4+ years Process Management experience
  • 4+ years of Project Management experience
  • 4+ year of experience in Risk Management
  • Lean, Agile, Six Sigma, Business Process Management, or Project management certification
  • Risk Certification (CRCM, CAMS, CIPP, ABA Risk Management Certification)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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