Principal Risk Analyst

Capital One
Plano, Texas, United States
Dec 08, 2022
Dec 17, 2022
Full Time
Locations: TX - Plano, United States of America, Plano, Texas

Principal Risk Analyst

The Risk team is seeking talented team members who will be responsible for executing risk-based testing to validate control design and operating effectiveness. This includes ensuring appropriate risk mitigation and adherence to applicable Laws, Regulations, and Guidance for all control types across Financial Services.

As a team member you will have the opportunity to take part in conversations with internal and external partners (e.g., risk managers, compliance and credit policy advisors, business teams, etc.), dive deep into processes to understand performance, and drive improvement through your insights. Additionally, you will have a chance to perform data analysis, leverage process skills (Lean/Six Sigma) and function as a coach and mentor to others on your team and across Financial Services.

Learn more about #lifeatcapitalone and our commitment to diversity & inclusion by jumping to slides 25-40 on our Corporate Social Responsibility Report.

  • Meet with key stakeholders and business partners to gather requirements, test control effectiveness, share results, drive changes to the control environment
  • Analyze control scripts / and systemic functionality to identify trends/opportunities for improvement
  • Consult on control design to ensure strong controls built into systems/process
  • Demonstrate curiosity and aptitude to learn about the current regulatory environment and internal credit policies within Financial Services
  • Track and ensure remediation of improvement opportunities
  • Handle multiple tasks independently to meet deadlines
  • Document processes and projects (creating reports, presentations)

Basic Qualifications:
  • High School Diploma, GED or equivalent certification
  • At least 3 years of experience in Risk Management or Process Management

Preferred Qualifications:
  • Bachelor's Degree or Military experience
  • 2+ years in data management
  • 2+years of experience in presenting to senior leadership
  • 1+ year of experience in change management

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).