AML Senior Supervisor (Special Investigations Unit)

Capital One
Wilmington, Delaware, United States
Nov 27, 2022
Dec 04, 2022
Full Time
802 Delaware Avenue (18052), United States of America, Wilmington, Delaware

AML Senior Supervisor (Special Investigations Unit)

Title: AML Senior Investigator III/ AML Sr. Supervisor (Special Investigations Unit)

Level: Principal Associate

Job Description:

The Anti-Money Laundering (AML) Senior Investigator III supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators.


- Operational Management; supervise daily workflow, operational queues, and metrics

- Manage, develop, train, and lead a team of investigators

- Write and deliver performance reviews, including development action plans

- Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.

- Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations

- Report (verbally and written) potential findings to management in a timely manner

- Conduct, review, and evaluate findings using AML/KYC/CIP knowledge

- Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations

- Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills

Basic Qualifications:

- High School Diploma, GED or equivalent certification

- At least 3 years of AML (Anti-Money Laundering) experience within financial services

- At least 2 years of people management experience

Preferred Qualifications:

- Bachelor's Degree

- 4+ years of AML experience within financial services

- 3+ years of people management experience

- 1 year of process management experience

- Certified Anti-Money Laundering Specialist (CAMS) certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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