Principal Associate, Finance Risk Management

Capital One
Richmond, Virginia, United States
Nov 19, 2022
Dec 18, 2022
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Principal Associate, Finance Risk Management

The Finance Risk Management team at Capital One is part of the broader Capital One Finance department. We support and advise the organization, by applying risk and control standards, ensuring adherence to regulatory and Enterprise requirements, aligning the organization with strategic best practices and cultivating an environment of strong risk management.

As Principal Analyst on our team, you will assist in building partnerships with multiple business stakeholders across Finance, Finance Risk Management, peer risk groups and teammates, while adapting to and managing change in a fast-paced, dynamic environment.

Job Responsibilities will also include:
  • Promote activities related to proactive risk management initiatives to reduce the residual risk within the business
  • Lead FRM's engagement activities on process level assessments, internal audits, and regulatory commitments for assigned areas
  • Drive risk management initiatives to completion and execute roadmaps that deliver improved risk management practices, working with stakeholders to solve complex problems under tight deadlines
  • Stays current on understanding effective risk management, process and control effectiveness strategies.
  • Proactively identify strategic and emerging risks
  • Manage work across organizational lines to address competing priorities and achieve results
  • Communicate with and influence senior executives on key process risks and actions needed

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 3 years of experience working in the following areas of Financial Services - risk management, regulatory compliance, audit, or accounting

Preferred Qualifications:
  • At least 5 years of experience in risk management within the banking or financial services industry
  • At least 3 years of experience in in either: An audit related field, first or second line risk management, accounting, cross functional projects, business process or control advisory
  • CPA license
  • CISA certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).