Principal, Technology Risk Guide

Capital One
McLean, Virginia, United States
Nov 09, 2022
Dec 09, 2022
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Principal, Technology Risk Guide

As a Technology Risk Guide Principal in Capital One's Enterprise Services (ES) Risk organization, you will apply your risk management skills to the company's Technology organization. You will partner across Technology, Divisional CIO, and Cyber Security teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates. You will collaborate with second lines of defense to lead and implement risk and control tools, techniques, and frameworks for the Technology organization, as well as provide direct tech risk guide services into our first line Divisional CIO teams. Your contributions will drive organizational change through risk identification, measurement, analysis and reporting in order to better manage the company's risk in an open and collaborative environment.

Technology Risk Guide Principal's are experienced and progressive individuals that operate within a highly collaborative team environment to deliver value-added risk management services to our Technology savvy business partners. You will have a high level of exposure across lines of business and have the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company. Proficiency in risk management program (ideally Technology risk-driven program) development and management are key to success in this role. The successful candidate will be an experienced risk management professional who understands technology functions and organizations, with strong analytical, planning, strategic thinking, organizational and communication skills. This role will primarily provide first line risk advisory and challenge for our Tech lines business, with significant interaction with other areas within all three lines of defense.

Responsibilities :
  • Serve as the primary Technology Risk Guide for Divisional CIO Leadership Team and respective software engineering teams to propel technology risk agenda and help DCIO LT make informed decisions in supporting their business partners.
  • Build successful relationships with Tech, business risk offices and team members to understand the impact of technology risk on critical business processes
  • Support Risk Identification processes such as Risk Control and Self Assessments (RCSAs), and Targeted Risk Assessment.
  • Evaluate new products and initiatives from the technology risk perspective through the new product governance process
  • Influence leaders within the Tech organization, Business Risk Offices, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed
  • Conduct periodic risk reviews with the executives and support reporting for technology risk metrics
  • Manage, and govern deliverables for enterprise programs and initiatives.
  • Develop risk analysis, perform deep dive investigations, and drive specific risk initiatives to minimize risk posture and strengthen overall control suite effectiveness
  • Design and support internal risk and control governance processes
  • Develop and perform Process Level Assessments (PLA), tools, templates, and job aides.
  • Identify and implement continual tech risk program enhancements based on industry standards and best practices in alignment with Capital One's strategic risk direction

Basic Qualifications :
  • Bachelor's Degree or Military experience
  • At least 3 years of Risk Management Experience
  • At least 2 years of Project Management experience
  • At least 2 years of experience in a leadership capacity on cross-functional teams

Preferred Qualifications :
  • 5+ years of Project Management experience leading cross functional projects in Risk
  • CISA, CRISC, CISSP, CEH and/or other Industry Risk Professional Certification
  • 1+ years of experience managing risks, governance, and controls for technology, digital products, and solutions.
  • 1+ years of experience with Risk Management frameworks, ITGC, cloud environments
  • 1+ years of Cloud risk, governance, control, and security experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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