Senior Compliance Manager Wealth Management EIAC

Morgan Stanley
Towson, MD
Sep 24, 2022
Oct 05, 2022
Full Time
Job Number: 3222482 Posting Date : Aug 23, 2022 Primary Location : Americas-United States of America-Maryland-Baltimore Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Director Description The WM EIAC Senior Compliance Manager (SCM) is responsible for the day-to-day management of 2-3 WM EIAC Team members. The SCM can expect to spend 20 percent of their time managing their own OBI queue. The SCM can expect to spend 30 percent of their time on management tasks related to Compliance Managers (CM's) within the team. Specifically, the SCM can expect to spend this time on monthly supervisory reviews, addressing questions from CM's and serving as an initial escalation point. The SCM can expect to spend 20 percent of time monitoring and addressing issues that impact team production. This includes, but is not limited to: identifying and escalating IT related issues to local and Global Management and identifying and working with CMs to resolve aged tasks. The SCM can expect to spend 20 percent of their time handling CM or WM Business escalations that require additional research or review. Lastly, the SCM can expect to spend 10 percent of their time managing special projects that will improve processes for the overall team. Qualifications Good leadership and team-building skills Ability to communicate clearly, openly, and diplomatically Ability to recognize and reward strong team/individual performance Ability to Delegate Strong emotional intelligence and ability to handle interpersonal relationships judiciously and empathetically Ability to effectively manage conflicts and resolve issues Good time management skills Good project management skills Ability to set clear expectations and standards Ability to challenge, motivate and coach staff The SCM should be focused on creating a productive and efficient work environment that encourages employees to identify areas for improvement.

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