Attorney-adviser - Assistant Secretary

Securities and Exchange Commission
Washington, DC
Sep 24, 2022
Oct 03, 2022
Full Time
SummaryThe Office of the Secretary (OS) plays a central role in ensuring the effective processing of Commission business.Staff, among other things, review for legal and factual sufficiency SEC documents submitted for approval by the Commission, schedule Commission meetings and ensure they are conducted in accordance with the Government in the Sunshine Act, maintain records of Commission actions, oversee administrative proceedings, and provide notice of actions on and in the Federal Register.Learn more about this agencyHelpOverviewAccepting applicationsOpen & closing dates09/19/2022 to 10/10/2022Salary$153,377 - $260,479 per yearPay scale & gradeSK 16HelpLocation1 vacancy in the following location:Washington, DCRemote jobNoTelework eligibleYes-as determined by the agency policy.Travel RequiredOccasional travel - You may be expected to travel for this position.Relocation expenses reimbursedNoAppointment typePermanent -Work scheduleFull-time -ServiceExceptedPromotion potential16Job family (Series)0905 AttorneySupervisory statusNoSecurity clearanceOtherDrug testNoPosition sensitivity and riskHigh Risk (HR)Trust determination processSuitability/FitnessAnnouncement number22-IN-11651627-SIControl number677828000HelpThis job is open toInternal to an agencyCurrent federal employees of this agency.Clarification from the agencyThis position is open to: current permanent SEC employeesVideosHelpDutiesIf selected, you will join a well-respected team that is responsible for providing legal advice, counsel, and recommendations for a highly sophisticated and sensitive area involving the securities market and SEC operations. Typical Duties Include: Serving as an expert legal adviser and counsel on the operations of the Office of the Secretary, focusing on enforcement matters, including: the review, processing, authentication, and service of all instruments of formal Commission action; review and approval of the issuance of orders and notices relating to the enforcement of the securities laws; and providing advice on the application of the Commission's Rules of Practice.Providing expert legal advice and counsel on other duties of the Office of the Secretary, including: oversight of Commission meetings (closed, open, and oral arguments); ensuring compliance with the provisions of the Government in the Sunshine Act; the preparation, maintenance, and authentication of the official minutes record of all actions of the Commission; and oversight of processing filings in administrative proceedings. Giving expert legal analysis, advice, and guidance to the Office of the Chair, Commissioners, and agency staff on the administrative conduct of Commission proceedings and Rules of Practice. Providing leadership and guidance to Office of the Secretary Staff and stakeholders on all issues related to Office operations, policies, and programs and exercising responsibility for implementation and/or development of policies and procedures applicable to the Office.Overseeing significant technological projects in close collaboration with the Office of Information Technology and other agency staff.Representing the agency in high-level meetings, conferences, and presentations involving a wide range of participants such as regulatory or law enforcement agencies; state, local, national, or international government offices; private industry; and the academic community. HelpRequirementsConditions of EmploymentCITIZENSHIP:You must be a US Citizen.You must possess a JD or LL.B Degree and You must be an active member of the bar in good standing.This position is open to current permanent SEC employees.Application procedures are specific to this vacancy announcement. Please read all the instructions carefully. Failure to follow the instructions may result in you not being considered for this position.Supplementary vacancies may be filled in addition to the number stated in this announcement.This position has promotion potential to the SK-16.TRIAL PERIOD: This appointment may require completion of a two-year trial period.SECURITY CLEARANCE: Entrance on duty is contingent upon completion of a pre-employment security investigation. Favorable results on a Background Investigation may be a condition of employment or selection to another position.DRUG TESTING: This position may be subjected to drug testing requirements.PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.This position is in the collective bargaining unit.Due to COVID-19, the SEC is currently in a optional telework posture. This position is eligible to request telework in accordance with the SEC 's telework policy.QualificationsAll qualification requirements must be met by the closing date of this announcement. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (eg, Peace Corps, AmeriCorps) and other organizations (eg, professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the US Department of Education. BASIC REQUIREMENT: All applicants must possess the following JD or LL.B. degree ANDActive membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty). MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-16: Applicant must have one year of specialized experience equivalent to the GS/SK-14 level. Specialized experience includes the following:Analyzing complex legal and factual issues related to enforcement matters, conducting legal research, and engaging in a high order of creative interpretation and reasoning to formulate advice and recommend legal courses of action; ANDConducting second level reviews of documents and providing legal advice regarding the application of the federal securities laws and Commission Rules of Practice.EducationFOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs and such education has been deemed equivalent to that gained in an accredited US education program; or full credit has been given for the courses at a US accredited college or university. For further information, visit: -visitus-forrecog.htmlAdditional informationTo ensure compliance with an applicable preliminary nationwide injunction, which may be supplemented, modified, or vacated, depending on the course of ongoing litigation, the Federal Government will take no action to implement or enforce the COVID-19 vaccination requirement pursuant to Executive Order 14043 on Requiring Coronavirus Disease 2019 Vaccination for Federal Employees. Therefore, to the extent a Federal job announcement includes the requirement that applicants must be fully vaccinated against COVID-19 pursuant to EO 14043, that requirement does not currently apply. Federal agencies may request information regarding the vaccination status of selected applicants for the purposes of implementing other workplace safety protocols, such as protocols related to masking, physical distancing, testing, travel, and quarantine. IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES: Career Transition Assistance Plan (CTAP) is available to individuals who have special priority selection rights under this plan. Individuals must be minimally qualified for this position to receive consideration for special priority selection. CTAP eligibles will be considered minimally qualified if they meet the minimum requirements for this position. Reasonable Accommodation: If you are an applicant who needs a reasonable accommodation for disability to participate in the application process at the SEC, submit the form for Reasonable Accommodation for Participation in Job Application Process here. Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation. Equal Employment Opportunity (EEO) Information for SEC Job Applicants: Federal EEO laws protect all applicants from discrimination on the following bases: race, color, sex (not limited to conduct which is sexual in nature, includes pregnancy, gender identity, sexual orientation, transgender status), age (40 and over), religion, national origin, disability, genetic information, retaliation for participating in the EEO process or opposing discrimination. Applicants who believe they have been discriminated against on any EEO basis can seek recourse through the SEC's administrative complaints process. To be timely, an individual must enter the EEO process within 45 days from when they know (or should have known) of the alleged discrimination. Click here for additional information. TTY/ASCII: Video Relay Service users are welcome to contact the appropriate SEC office or employee via the contact information listed above. If you do not otherwise have access to a Video Phone or Video Relay service, you may send us an email or use the Federal Video Relay Service via the internet. For more information about using the Federal Relay Service and to create a new account, please see: moreHelpA career with the US government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits.Review our benefitsEligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.How You Will Be EvaluatedYou will be evaluated for this job based on how well you meet the qualifications above.Your resume must support your responses to the occupational questionnaire. If you meet the minimum qualifications stated in the vacancy announcement, your resume will be forwarded to a review panel for consideration. After the review of your resume and application materials, you may be contacted for an interview. Applicants will be evaluated on the following competencies : Interpersonal Skills, Leadership, Legal Research and Analysis, Legal, Government and Jurisprudence, and Problem Solving The Occupational Questionnaire will take you approximately 10 minutes to complete. To preview the Occupational Questionnaire, click the following link career with the US government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits.Review our benefitsEligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.As a new or existing federal employee, you and your family may have access to a range of benefits. Your benefits depend on the type of position you have - whether you're a permanent, part-time, temporary or an intermittent employee. You may be eligible for the following benefits, however, check with your agency to make sure you're eligible under their policies.You must provide a complete Application Package, which includes: Required: Your responses to the Occupational Questionnaire.Required: Your complete and comprehensive resume that includes a complete history of your work experience and the applicable employment dates with months and years. To determine if you qualify for this position, OHR will review your work history that is relevant to the specific position for which you applied. If you are an external candidate selected for this position, OHR will review your complete work history to establish your starting salary. If you are a current SEC employee selected for this position, the standard percentage increases will be applied (ie, 6% for non-supervisory and 8% for supervisory positions) if your selection results in a promotion. If your selection results in lateral movement (ie no change in grade) you will maintain your current salary. Note: Your resume must directly address the definition of specialized experience listed in the qualification section of this announcement and must NOT contain pictures. If you are relying on your education to meet qualification requirements:Education must be accredited by an accrediting institution recognized by the US Department of Education in order for it to be credited towards qualifications. Therefore, provide only the attendance and/or degrees fromschools accredited by accrediting institutions recognized by the US Department of Education.Failure to provide all of the required information as stated in this vacancy announcement may result in an ineligible rating or may affect the overall rating.

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