Center 2 (19050), United States of America, McLean, Virginia
Principal Associate, Technology Risk Controls Testing
As a Principal Associate in Capital One's Enterprise Services (ES) Core Risk, you will apply your risk management skills to the company's Technology organization. You will partner across Enterprise Services, Divisional CIO, and Information Security teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates. As a member of the 1st line controls testing team, you will collaborate with other 1st, 2nd, and 3rd line teams to monitor and test processes and control environments, report results, and evaluate compliance with regulations for the Technology organization. Your contributions will drive insight into risk and control performance, and organizational change through risk identification, measurement, analysis and reporting to enable better management of technology risks in an open and collaborative environment.
The Centralized 1st Line Controls Monitoring Team, within Enterprise Services Core Risk Controls Management, is seeking an experienced, highly motivated Technology Risk Controls Testing specialist, with strong interest in process maturity and cloud technologies. A clear understanding of requirements, controls, and testing methodologies is necessary for this role. The ideal candidate will be able to design/execute test plans, identify process and control gaps, and compose clear and concise findings to document shortcomings. This will be an exciting role in a dynamic and fast-paced environment requiring the ability to multi-task and prioritize assignments appropriately. In this role, the associate will have the opportunity to learn new technologies, develop relationships with partners across technology divisions, and materially contribute to process enhancements to reduce risk.
- Perform independent control testing activities and document results
- Communicate findings to stakeholders
- Establish and maintain relationships during testing engagements
- Execute tasks assigned by manager to deliver on team objectives
- Collaborate with team members when necessary
- Bachelor's Degree or military experience
- At least 4 years of experience in project or process management
- At least 4 years of experience in IT Audit
- At least 2 years of experience in testing technical controls in financial institutions
- Experience in requirements evaluation
- Experience in risk mitigation or corrective actions
- Experience auditing internal controls
- Strong communication and presentation skills
- Experience with AWS cloud technologies
- Security certifications such as CISA, CRISC, or CISSP
- AWS Certifications such as Cloud Practitioner, Solutions Architect, or Security Specialty
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).