Senior Risk Compliance Testing Associate - Anti-Money Laundering and Sanctions
- Employer
- Capital One
- Location
- Wilmington, Delaware
- Closing date
- Oct 14, 2022
View more
- Industry
- Financial Services and Banking
- Function
- Finance
- Hours
- Full Time
Job Details
Senior Risk Compliance Testing Associate - Anti-Money Laundering and Sanctions
Title: Senior Risk Compliance Testing Associate - Anti-Money Laundering and Sanctions
Level: Senior Associate
Job Description:
The Anti-money Laundering (AML) team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance testing related to AML or Sanctions requirements - under the leadership of a team leader, independently validating control design and operating effectiveness, and providing support related to process and controls initiatives within the AML program, as needed.
Responsibilities will include (but may not be limited to):
- Executing control testing for AML and Sanctions related requirements.
- Managing testing schedules to ensure all tasks and reporting are completed within established timeframes.
- Analyzing data from multiple sources and systematically documenting the work and results.
- Reviewing tests executed by peers for accuracy and adherence to test procedures.
- Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.
- Assisting in communicating results to management and Compliance Officers, as needed.
- Participate in process and controls initiatives, as needed.
Basic Qualifications:
- High School Diploma, GED or equivalent certification
- At least 1 year of Anti-Money Laundering (AML) compliance experience, or at least 1 year of financial services experience.
Preferred Qualifications:
- 2 years of financial services Anti-Money Laundering (AML) compliance monitoring experience
- 2 years of Anti-Money Laundering (AML) compliance auditing experience
- 2 years of financial services compliance monitoring experience
- 2 years of compliance auditing experience
- 2 years of Data Analytics using Tableau, SQL, or other analytics tools.
- Bachelor's degree
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Company
We Don’t Only Think Big Things—At Capital One, We Do Big Things.
You’re dedicated to your career. You deserve professional satisfaction and personal fulfillment. You belong at Capital One.
Here, every day brings another chance to do impactful work that matters: helping millions of customers confidently manage their money, building stronger communities and delivering truly disruptive tech. You’ll give your all alongside some of the brightest, most resilient people in the industry—and in return, you’ll enjoy the growth opportunities, support, flexibility and benefits you need for an exhilarating life both on and off the job.
Be inspired. Be yourself. That’s #LifeAtCapitalOne.
Creating a Culture of Belonging
At Capital One, we value diversity, inclusion and belonging at our core. We’re building a place of belonging—where everyone can feel seen, heard, valued and free to be their authentic selves. We want to be a place of opportunity—where associates from all backgrounds innovate for our customers and communities, and build meaningful, fulfilling careers.
We endeavor to be a welcoming and inspiring place for all. We seek and embrace diversity. And we’re committed to having a diverse and inclusive workforce, focused on increasing the representation of underrepresented groups, strengthening our culture of inclusion and belonging and harnessing our scale to invest in our communities.
We’re focused on three core principles to advance diversity, inclusion and belonging across Capital One:
Create a culture of belonging where everyone can thrive and innovate
Attract and develop talent from all backgrounds and experiences
Ensure our systems and programs promote fairness and equity
Get a career with more at Capital One. Discover it for yourself today.
Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, sexual orientation, gender identity, protected veteran status, disability or other protected status.
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