Compliance Governance Principal Associate - US Card

Capital One
Richmond, Virginia
Jun 01, 2022
Jul 01, 2022
Full Time
West Creek 3 (12073), United States of America, Richmond, Virginia

Compliance Governance Principal Associate - US Card

Compliance Governance Principal Associate - US Card

We are seeking a highly motivated and talented Compliance Risk Principal Associate to join our team in supporting US Card Compliance. Our Local Governance (LGOV) team is a key contributor to the team being well managed in its efforts to provide compliance advice and effective challenge to US Card as well as driving our people agenda. This role will perform monitoring, analysis and reporting functions, help coordinate enterprise programs across Compliance Advisory to ensure effective and consistent execution across our team, and assist in driving team engagement. The Principal Associate will also serve as a key partner to the US Card Risk Office in addition to other Compliance teams. A successful team member is a highly motivated, forward thinking, self-starter who can work well with multiple stakeholders, is technologically adept, and a problem solver. The candidate chosen for this role will be expected to support projects, process improvements, and deliver quality results in a complex environment and subject matter area.

The Compliance Advisor PA Responsibilities will include, but may not be limited to:
  • Support the US Card Compliance team in various activities supporting the Compliance Management Program (CMP) framework to ensure they are contributing to a well managed organization
  • Participate in compliance reporting activities, such as: state of compliance, testing results, credit bureau reporting, and other reports used by Senior Leadership
  • Obtain, analyze, and use data to tell a compelling story to identify trends, changes, and impacts
  • Support the US Card Compliance team in risk assessments and other functions as needed
  • Identify and implement efficiencies and process improvements
  • Demonstrate an understanding of business processes, risk and control frameworks
  • Support or drive other projects as needed
  • Provide input on regulatory requirements and their applicability to business products and services

Basic Qualifications :
  • Bachelor's degree or military experience
  • At least 2 years of experience in project or process management
  • At least 2 years of experience in audit, compliance, risk management, control or transaction reviews

Preferred Qualifications :
  • At least 4 years of compliance, auditing, or general risk management experience within consumer financial services
  • At least 1 year working knowledge of PRIME

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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