Brisbane (22011), United States of America, Buffalo, New York

Diligence Principal Associate - CODA

We want you to continue to look ahead and plan your professional future with Capital One. Descriptions of the work to be performed at this level of your professional career follow:

As a Diligence Principal Associate, you will prepare, under supervision, due diligence reports and workpapers to support credit decisions and make recommendations to Portfolio and Underwriting teams.

Due diligence is primarily related to Asset Based (ABL) and Real-Estate (RE) Loans but can include from time to time special agreed upon procedures. Work will be conducted under the supervision of a Director/Manager. Diligence consists of review of Company reports surrounding Accounts Receivable, Revenues, Cash, Financial Performance, etc.; along with substantive and analytical testing procedures. A Principal Associate may also work stand alone or as a member of a larger engagement team. Diligence Principal Associates should have the ability to multi-task and work in a tight deadline environment.

General Responsibilities

The Diligence Principal Associate will:

• Be required to travel to various locations throughout the United States.
• Perform fieldwork on existing and potential prospects.
• Keep Diligence Directors/Managers, customers and borrowers informed on progress toward meeting deadlines.
• Write and submit for review relevant sections of due diligence workpapers and reports under the direct supervision of Diligence Senior Managers and/or Diligence Managers.
• Proactively promote and maintain teamwork, demonstrates maturity, good judgement and flexibility on all due diligence engagements.
• Convey the characteristics of professionalism in attitudes, conduct and grooming.

Assigned Duties

The Diligence Principal Associate will:

• Obtain an understanding of the client's business and industry and working knowledge of the client's system cycles and account balances that are within the scope of specifically assigned tasks.
• Perform functional or substantive tests surrounding collateral, collateral risk and certain financial information
• Evaluate and document the nature and scope of substantive testing as well as alternative procedures.
• Identify any control weaknesses and other matters that may impact the collateral / credit of the client or the ability of the client to accurately and timely report.
• Proactively communicate due diligence findings to the engagement supervisor or the Account Manager during and after fieldwork.

Basic Qualifications:

• Bachelor's Degree or Military Experience
• At least 1 year of accounting or due diligence experience
• At least 1 year experience with Microsoft Office Suite

Preferred Qualifications:

• Bachelor's Degree in Finance or Accounting
• 2+ years of accounting and due diligence experience
• Advanced Excel skills
• Strong interpersonal skills and the ability to communicate in a concise and clear manner with clients and internally, both orally and in writing.

#UWPM

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).