Manager, Technology Risk Guide

Capital One
McLean, Virginia
May 18, 2022
Jun 17, 2022
Full Time
Center 2 (19050), United States of America, McLean, Virginia

Manager, Technology Risk Guide

Capital One Enterprise Technology Risk Management is seeking an energetic, self-motivated Manager, Technology Risk Guide professional to join our dynamic and collaborative team!

Technology Risk Guide Management professionals at Capital One are the first line of defense to ensure our Company remains well-managed and profitable. They are highly motivated, experienced, credentialed Risk Management professionals that are forward thinking, quick to adapt, and technologically adept. These skills allow them to gain insights, and act as a change agent to influence technology partners. As a member of the Enterprise Tech Risk Management Team, the candidate will focus on reviews of critical technology functions including cloud-based technology, emerging technology, compliance requirements required by the Payment Card Industry Data Security Standard and cybersecurity risks. The candidate will be aligned to the Capital One Software (COS) Division and will partner across Technology, Divisional CIO, Top of House well managed teams, Cyber Security teams and will have a high level of exposure across all lines of business. The candidate will collaborate with second lines of defense to lead and implement risk and control tools, techniques, and frameworks for the Technology organization, as well as provide direct Tech Risk guide services into our first line Divisional CIO team(s). The candidate will have the opportunity to create and implement innovative solutions to appropriately mitigate risks and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates within the Capital One Software (COS) organization.

  • Serve as the primary Technology Risk Guide for Capital One Software (COS) Divisional CIO and Top of House Leadership Team, respective Engineering teams to help make informed SaaS Technology Risk decisions
  • Collaborate and build successful relationships with Technology Application Teams, Enterprise and Capital One Software (COS) Risk, Cyber and other business support functions (e.g., Business Risk Office) to guide, educate and influence on risk program requirements to the Division
  • Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the COS technology function
  • Contribute to Risk Control and Self Assessments (RCSAs), Targeted Risk Assessments (TRAs), Control Self Assessments (CSAs), Process Level Assessments (PLAs), Exceptions and Application Risk Assessments (ARAs) to verify the design and operating effectiveness of existing controls as well as identify and track control gaps/issues to remediation, build tools, templates, and job aids.
  • Evaluate new products and initiatives from the technology risk perspective through the new product governance (NPMIG) process, technology risk assessment framework stemming from a material tech and cyber change
  • Support the evaluation of and improvement of the control environment for the Capital One Software (COS) Technology organization
  • Support documentation of processes and process flow diagrams, controls reporting dashboards and controls health monitoring
  • Analyze data to proactively identify risks and trends and prepare Divisional reporting for Executive Leadership
  • Understand regulatory requirements and anticipate changes to help ensure proper alignment with internal requirements and frameworks
  • Participate in enterprise Tech Risk forums and relevant councils
  • Manage, and govern deliverables for enterprise programs and initiatives.

Basic Qualifications:
  • Bachelor's Degreeor military experience
  • At least 5 years experience in Technology or Operational Risk, IT Internal or External Audit, or a combination
  • At least 5 years of experience performing data analysis in support of internal risk assessments, PCI assessments and control reviews
  • At least 3 years of experience planning and leading IT audits, risk assessments, SOC2 and PCI assessments
  • At least 3 year of experience performing controls testing over cloud-based infrastructure (AWS) and PCI
  • At least 3 years of experience in risk, data and SaaS management

Preferred Qualifications:
  • Professional certification such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM) or related certifications
  • 8+ years experience in information systems auditing, in information systems risk management, NIST/ FISMA Compliance or a combination
  • 5+ years of experience in performing Control Self Assessments (CSAs), or completing assessments against established industry risk frameworks, including: the NIST Cybersecurity Framework, COBIT v5, COSO and/or Payment Card Industry Data Security Standard.
  • 5+ years experience performing data analysis in support of internal risk assessments, SOC2, PCI assessments and control reviews
  • Excellent verbal presentation and written communication skills to confidently interact with application teams and enterprise stakeholders
  • Excellent problem-solving, analytical and critical thinking skills to effectively respond to shifting priorities, demands and timelines
  • Consulting experience with a Big 4 firm is a plus
  • Cloud Risk Management experience is a plus
  • Proficient with G Suite / Google Workspace for reports, analysis, and presentations is a plus

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

Similar jobs