Senior Manager, Risk Management (Remote Eligible)

Capital One
McLean, Virginia
May 13, 2022
Jun 12, 2022
Full Time
Locations: VA - McLean, United States of America, McLean, Virginia

Senior Manager, Risk Management (Remote Eligible)

As the Sr. Manager in Risk Management for Technology - Sarbanes-Oxley (SOX) Governance at Capital One, you will be responsible for ensuring that all technologies and processes that support SOX-critical business processes are in compliance with both internal and external regulatory requirements.

  • Governance: Manage a Technology SOX Governance Operations team to ensure that all assigned Tech SOX controls are operating effectively and as intended. Own the operational oversight processes that ensure adherence to Tech SOX service level agreements, corporate policies, enterprise standards, and external regulations. Provide the subject matter expertise consult to bolster the technology risk and control landscape for the assigned technology areas.
  • Control Administration: Support the risk assessments and technology walkthroughs to assess and identify any Tech SOX risk gaps, and determine any control additions, modifications, deletions required. Partner with the SOX Advisory Team (SAT) to provide consult to the LOBs on control design and language, perform effective challenge on control design, and prepare for both internal and external testing.
  • Testing Support: Ensure the Operations team sets the LOBs up for success by supporting timely and proper testing of all Tech SOX controls, per the outlined annual ESR Master schedule.
  • Issues Management: Responsible for providing consultation and effective challenge, and ultimately accountable for obtaining the official disposition / Management's decision, in the event there is a potential issue noted with any control. Any confirmed issues are then root-caused and have SOX impacts analyzed to determine the appropriate remediation plan. As Issue Manager, oversee plan fulfillment and successful retest and issue closure.
  • Manage direct reports.

Capital One is open to hiring a remote employee for this position.

Basic Qualifications:
  • Bachelor's degree or military experience
  • At least 5 years of experience in Risk Management
  • At least 5 years of experience in technical program management
  • At least 3 years of experience in people management

Preferred Qualifications:
  • 3+ years of experience developing and implementing industry risk frameworks, quantitative analysis, tools, and methodologies (COSO, quantitative analysis, Process, Risk and Control)
  • 1+ year of experience working with Sarbanes Oxley regulations
  • CISA, CRISK, CISM, or CISSP certifications

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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