Senior Director, Enterprise Risk Management

Employer
Capital One
Location
McLean, Virginia
Posted
May 07, 2022
Closes
Jun 05, 2022
Ref
R142649
Function
Finance
Hours
Full Time
Center 1 (19052), United States of America, McLean, Virginia

Senior Director, Enterprise Risk Management

Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients. Our goal is to create one of the nation's great banks, and we have the necessary ingredients: a strong balance sheet, resilient businesses, a massive customer franchise, strong analytical capabilities, and great people. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared values, come together to make Capital One a great company - and a great place to work.

Capital One's Enterprise Risk Management Team has responsibility for helping the overall organization identify, manage, and mitigate key risks that may keep the company from achieving its strategic objectives. Managing risk is for our businesses, our customers, our communities and our associates. ERM is currently hiring for a Senior Director to join its Risk Advisory & Oversight team. The Senior Director will have the opportunity to apply their risk management and analytical skills to some of our highest profile Risk Management projects, including implementing solutions to ensure Capital One's continued stability and success.

Enterprise Risk Management (ERM) is seeking a Senior Director to lead three critical programs:

New Product, Marketing & Initiative Governance (NPMIG): Key risk management process at Capital One designed to prudently manage the risks associated with introducing new, expanded, or modified products, services, practices or processes
  • Oversees NPMIG requirements and standards
  • Evaluates the program against internal and external requirements
  • Identifies and drives strategic opportunities to enhance the program
  • Partners with business areas to ensure appropriate local execution of the program
  • Manages audit and regulatory exams and requests
  • Acts as business owner for the NPMIG system of record, 1NET
  • Ensures Quality Assurance activities occur including the identification and remediation of key issues
  • Monitors the performance of the overall program against quantitative and qualitative metrics
  • Manages a team of 4 associates to execute the NPMIG agenda


Corporate Development and Growth Ventures: ERM plays a critical role in Corporate Development and Growth Venture activities, which include potential mergers, acquisitions, partnerships, divestitures, venture investments, etc.
  • Provides general oversight to ensure appropriate risk management engagement
  • Serves as a functional area representative to support due diligence and integration/separation activities
  • Evaluates deals to ensure alignment with Strategic Imperatives and Risk Appetite
  • Supports business areas in certain process elements related to key risk identification
  • Provides effective challenge of key risk summaries
  • Flags critical risks and/or concerns to Risk Management Leadership
  • Evaluates level of effort related to risk management integration
  • Provides flexibility to support Corporate Development Growth Venture activities which often occur with short notice and tight timelines


Strategic Risk: Partner with various stakeholders to assess and provide oversight of risk identification outputs
  • Drive strategic risk alignment across various risk programs and business areas
  • Support the development of strategies to improve risk reporting and analysis using data and technology
  • Ensure alignment with risk appetite requirements
  • Enhance reporting tools, including strategic risk reporting mechanisms and key risk indicators
  • Apply strategic thinking to ensure well managed programs and continuous improvement
  • Demonstrate strong business judgment and integrity
  • Collaborate effectively across multiple stakeholders and organizations such as Strategy, Operational Risk Management, Compliance, Legal, Technology, Internal Audit, Regulatory Relations, etc.
  • Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of risk management functions, practices, and activities


Basic Qualifications :
  • Bachelor's Degree or military experience
  • At least 8 years of relevant risk management, insider threat, or counterintelligence experience (or equivalent)
  • At least 5 years leading a team


Preferred Qualifications :
  • Master's Degree (MBA or J.D. a plus)
  • Experience leading insider threat, internal fraud, or risk areas in fintech, financial, or national security institutions (in private or public sectors)
  • 10+ years of relevant risk management, insider threat, or counterintelligence experience (or equivalent)
  • 7+ years leading a team


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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